Objectives of the Stage 1 Audit Stage 1 Audit steps Site Visit Activities To be Carried Out Document review The main objectives of the document audit are: • General understanding of the operation of the management system • Evaluation of the design of the management system as well as the related processes and controls •Continue reading “Stage 1 Audit”
Tag Archives: audit
Phase 1 – Initiating the audit
Appointing the Audit Team Leader Validation of the Audit Objectives In an ISO 27001 certification audit, the main audit objectives are to confirm that: Validation of the Audit scope The audit scope describes the range and limits of he audit; for example, the locations, the organizational units, the activities and the process to be auditedContinue reading “Phase 1 – Initiating the audit”
Phases of Audit
Below is the diagram to demonstrate steps involved in an audit: The following documents can be used as reference: Audit Checklist Audit Plan Sample Policy Format Audit Report Template Risk Register Statement of Applicability (SOA)
The Audit (ISO 19011)
What is an Audit? Systematic, independent and documented process for obtaining audit evidence and evaluating it objectively to determine the extent to which the audit criteria are fulfilled. Auditing means asking the auditee what he does, and checking to see if he does it. Types of Audit Actors in audit Auditing Principles
A.5 Organizational Controls (37 Controls)
A.5.1 Policies for information security Information security policy and topic-specific policies shall be defined, approved by management, published, communicated to and acknowledged by relevant personnel and relevant interested parties, and reviewed at planned intervals and if significant changes occur. A.5.2 Information security roles and responsibilities Information security roles and responsibilities shall be defined and allocatedContinue reading “A.5 Organizational Controls (37 Controls)”
